The Charles Schwab Corporation provides a full range of brokerage, banking and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co. Inc. …

Charles Schwab Investment Management, Inc., dba Schwab Asset Management® (“SAM”), is an affiliate of Charles Schwab & Co., Inc. Brokerage products and services are offered by Charles …

This post will discuss what every 401 (k) fiduciary should know about 408 (b) (2) disclosures. We will explain what they are, who is responsible for providing them, and why they often fail to provide fee …

This technical appendix presents further detail on the Regulatory Impact Analysis for the proposed 408(b)(2) rule. Technical Appendix A provides additional information on the industry profile and …

Jul 11, 2023 · Section 408 (b) (2) of the Employee Retirement Income Security Act (ERISA) requires covered service providers to disclose specific information about their compensation, services, and …

ERISA Section 408(b)(2) requires plan vendors that expect to receive $1000 or more in compensation, called to provide plan fiduciaries with the information they need to assess the reasonableness of the …

A Covered Service Provider (CSP) must provide a 408 (b) (2) disclosure to the plan fiduciaries. The disclosure must include:

Plan fiduciaries are required to act prudently and solely in the interest of the plan’s participants and beneficiaries when selecting and monitoring service providers and plan investments.

Oct 17, 2025 · For mid-sized employers, complying with 408 (b) (2) disclosure requirements is more than a regulatory checkbox, it’s vital for protecting your organization from compliance risks and …

To establish a Schwab Company Retirement Account Master Account please download and review the Schwab ERISA 408 (b) (2) Fee Disclosure first, then download, print and submit the master account …